For new issuers, the main novelty of this modification will be the conduct of an initial due diligence on the issuer applying for a listing and/or an admission to trading of its securities on our markets. In practice, this means that, in addition to the existing Application Form and Letter of Undertaking, we will require an AML/KYC form.
For existing issuers, a revised risk classification process will be implemented in line with our AML/KYC policy. These issuers will be contacted during the ongoing due diligence process in order to make sure that the mandatory filings and documentations are up-to-date. The listing/admission to trading process for existing issuers remains unchanged and no AML/KYC form needs to be provided for new applications by existing issuers.
The new KYC forms for new issuers at LuxSE are available here: