Legislation, rules and fees

We follow internal regulations, as well as regulatory and EU laws – you can consult all applicable rules below. Our manuals and fee structure documents give a comprehensive overview of all our services.

Rules and regulations

LuxSE Rules & Regulations

Date: 07/2016

Règlement d'Ordre Intérieur (ROI)

Partie 3 : Modalités d'accès au Marché (French version)
Date: 07/2016

LuxSE Market Rules

Date: 07/2016

MiFID I/II

MiFID II: LEI code required

Call to action regarding the new framework, echoed in the MiFID II/MiFIR and MAR directives/regulations and which will impact issuers operating on LuxSE markets.

MiFID l & ll

Grand-ducal regulation of 13 July 2007

Grand-ducal regulation of 13 July 2007 relating to the keeping of the official listing for financial instruments
(French version)

Market abuse (MAR)

CSSF: laws, regulations and other texts

link to CSSF website

MAR - laws, regulations and other texts

OAM

All circulars CSSF related to OAM

Find relevant circulars in English or French

cssf.lu

UCITS

UCITS - Undertakings for Collective Investment in Transferable Securities

This compilation is dedicated to undertakings for collective investment in transferable securities (UCITS) established under Luxembourg law and contains the amended Law of 17 December 2010 on undertakings for collective investment as well as the main regulatory texts relating thereto.

OPCVM - Organismes de Placement Collectif en Valeurs Mobilières

Ce recueil est consacré aux organismes de placement collectif en valeurs mobilières (OPCVM) de droit luxembourgeois et comprend la loi modifiée du 17 décembre 2010 concernant les organismes de placement collectif ainsi que les principaux textes réglementaires y afférents.

OGAW - Organismen für gemeinsame Anlagen in Wertpapieren

Diese Textsammlung widmet sich den Organismen für gemeinsame Anlagen in Wertpapieren (OGAW) luxemburgischen Rechts und beinhaltet das geänderte Gesetz vom 17. Dezember 2010 über Organismen für gemeinsame Anlagen sowie die einschlägigen grundlegenden Verwaltungsbestimmungen.

AIF

AIFs - Alternative Investment Funds

This compilation is dedicated to alternative investment funds (AIFs) established under Luxembourg law and to other investment vehicles which are not UCITS and which may not qualify as AIFs.

FIA - Fonds d'Investissement Alternatifs

Ce recueil est consacré aux fonds d'investissement alternatifs (FIA) de droit luxembourgeois et autres véhicules d'investissement qui ne sont pas des OPCVM et qui peuvent ne pas se qualifier de FIA.

AIF Alternative Investmentfonds

Diese Textsammlung widmet sich den alternativen Investmentfonds (AIF) luxemburgischen Rechts und anderen Anlagevehikeln, die keine OGAW sind und nicht als AIF qualifizieren können.

Stops on bearer securities

Law of 3 September 1996

Law of 3 September 1996 concerning the involuntary dispossession of bearer securities
(French version)

Grand Ducal regulation of 31 October 1996

Grand-ducal regulation of 31 October 1996 concerning the designation, supervision, operation, fees and various publications of the registering institution of the stops, as provided for in the law of 3 September 1996 concerning the involuntary dispossession of bearer securities
(French version)

Law of 13 July 2007

Law of 13 July 2007 on markets in financial instruments
(French version)

Fees

Transparency and member fees

European code of conduct for clearing and settlement

Listing of Short Term Paper

Fee structure for the listing of Short Term Paper (Commercial Paper, Certificates of Deposit) on the Luxembourg Stock Exchange

Listing Fees

Fees for Listing Services 2017
Date: March 2017